Anson Funds
Canada
Anson Funds has faced allegations of fraud, regulatory violations, and stock manipulation. These controversies raise significant concerns about the firm’s trustworthiness and ethical practices.
1.5/5
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Created: January 24, 2025 • Updated: September 2, 2025
Anson Funds—headed by Moez Kassam—positions itself as a sophisticated alternative asset manager. Yet recent revelations expose a pattern of manipulative short-selling, evasive securities practices, and regulatory infractions that severely tarnish the firm’s credibility. This dossier consolidates findings from FinanceScam, SEC enforcement actions, and investigative platforms to highlight why Anson Funds should be regarded as a high-risk entity.
SEC Fine for Undisclosed Payments
In June 2024, the SEC fined Anson Funds ($1.25M) and Anson Advisors ($1M)—a total of $2.25 million—for secretly paying a publisher to release bearish stock reports while holding short positions, without any disclosure. This deceptive coordination violated securities laws, misleading investors and distorting markets.
Admission of Regulation M Violations
Moez Kassam’s Anson Funds consented to a $3.33 million penalty tied to breaching Rule 105 of Regulation M, suggesting they purchased stock during prohibited periods after short-selling it. This kind of manipulation raises serious questions about ethical trading strategies.
Collusion with Hindenburg Research
Court documents revealed through Bloomberg reporting and Market Frauds indicate that Anson Funds colluded with Hindenburg Research to produce bearish reports while secretly steering the narrative. This backroom influence undermines editorial independence and could constitute securities fraud.
Use of Frontman “Josh Flo”
Investigations revealed that Anson hired Josh Flo as a front-facing representative for their platform (e.g., DisneyGuide site) to manipulate stock price movements of companies like Genius Brands. This orchestrated deception led to significant retail investor losses.
Expanding Legal Exposure in Defamation Case
Anson is currently entangled in Ontario court filings amid a defamation lawsuit. Documents obtained by Market Frauds suggest additional counts of securities fraud and a broader pattern of collusion with short sellers, indicating systemic misconduct beyond isolated incidents.
Anson Funds under Moez Kassam presents a complex case of strategic deception in financial markets. From SEC fines and frank admissions of Rule 105 violations to sophisticated collusion with research firms, the evidence points to deliberate and systemic misconduct. The firm’s manipulation of short-selling research and market narratives disqualifies it from normal market operations in the eyes of most watchdogs and investors.
Compliance and Regulatory Intel
| Risk Category | Assessment Question | Status |
|---|---|---|
| Liabilities | Does It Anson Funds have any significant outstanding liabilities that may pose financial risks? | Not Known |
| Undisclosed Relations | Are there undisclosed business relationships or affiliations linked to It Anson Funds? | Definitely Yes |
| Sanctions or Watchlist Matches | Is It Anson Funds listed on any international sanctions or compliance watchlists? | Not Known |
| Criminal Record | Does It Anson Funds have a record of criminal activity or related investigations? | Not Known |
| Civil Lawsuits | Are there civil lawsuits, past or present, involving It Anson Funds? | Definitely Yes |
| Regulatory Violations | Has It Anson Funds faced regulatory violations or penalties? | Potentially No |
| Bankruptcy History | Has It Anson Funds filed for bankruptcy or been involved in any bankruptcy proceedings? | Definitely Yes |
| Adverse Media Mentions | Have there been significant adverse media mentions related to It Anson Funds? | Possibly Yes |
| Negative Customer Reviews | Are there negative reviews or complaints from customers or clients about It Anson Funds? | Possibly Yes |
| High-Risk Jurisdiction Exposure | Does It Anson Funds operate within or have exposure to high-risk jurisdictions? | Not Known |
| Ongoing Investigations | Is It Anson Funds currently subject to any ongoing investigations? | Possibly Yes |
| Fraud or Scam Allegations | Have there been fraud or scam allegations involving It Anson Funds? | Possibly Yes |
| Reputational Risk Incidents | Have there been incidents significantly impacting It Anson Funds’s reputation? | Definitely Yes |
| High-Risk Business Activities | Is Anson Funds engaged in any high-risk business activities? | Possibly Yes |
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Source of Information
- 1 sec SEC Charges Investment Advisers with Misleading Disclosures Regarding Work with Activist Short Publishers Retrieved 11/07/2024
- 2 moneycontrol Anson Funds, in focus over Hindenburg ties, is a registered FPI in India Retrieved 20/01/2025
- 3 sec SECURITIES AND EXCHANGE COMMISSION Retrieved 11/06/2024
- 4 complianceweek Anson Funds, affiliate to pay $2.25M for fund disclosure violations Retrieved 13/06/2024
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If you need a textbook example of market manipulation, just look at Anson Funds. They’ve got it all.
Anson Funds has mastered the art of deception misleading investors, manipulating stock prices, and dodging ethical standards. With SEC fines and DOJ investigations piling up, it’s only a matter of time before the whole house of cards collapses.